INSURGENCE: noun: Being an active challenger: Prepared to break new ground and create a large increaseAn exciting, once in a career opportunity awaits an (Insurgent) Risk & Compliance Manager with a history of inspirational leadership.As a Compliance Manager, you know what a critical part of the team this role requires commitment and resilience.If you:Are known for good governance and leadership accountabilitySeek a culture that is transparent and authentic with a strong and deliberate focus on ethical and accountable behavioursTreat staff, colleagues, customers, and merchant partners with care and respect as a core belief in diversity and inclusion at all levelsWant to use your skillset to play an active role in improving the wellbeing of the communities the clients and merchants live withinDream about being a part of building a rewarding, performance-based culture and a force for goodThis Compliance Manager (CM) is responsible for driving and overseeing compliance within the organisation to ensure that financial and operational procedures and personal conduct comply with relevant and applicable laws, regulations, and contractual agreements.This position involves informing and executing on the compliance strategy as well as taking direct accountability for the efficient and effective execution of day-to-day operational compliance activities.This is an excellent opportunity for an individual to make their mark within the organisation whilst supporting the Group Compliance Manager to achieve compliance objectives and partnering with the business to ensure compliance.WHATS NEEDEDLegal, Risk or Compliance related degree or equivalent (CISA membership would be advantageous)3+ Years experience in a Compliance environment and/or managing/leading a Compliance teamExperience must come from Financial Services sector, Fintech, Tech, or insurance sectorPrevious FICA or AML Compliance Officer experience requiredSarbanes-Oxley (SOX) Act and Insurance compliance experience is advantageousExperience with Key Stakeholders such as:Senior and executive managementAudit CommitteeThe organisation's sponsoring bankRegulatory/Industry Bodies viz. the NCR, FIC, FSCA, BASA and other relevant regulatorsKey ResponsibilitiesEnsure compliance with the NCA, FAIS, FICA, POPIA, and any other applicable legislation.Roll-out and monitor the implementation of the Risk Management and Compliance (RMCP) program and provide input into the enhancement process.Ensure efficient and effective running of daily compliance operational activities.Assist in communicating key aspects of compliance policies and frameworks to business stakeholders.Take ownership for the compilation and review of compliance policies and procedures.Monitor and execute on the outputs of compliance dashboards.Review new/existing processes and products to identify and mitigate compliance risk and sign-off on the same.Be proactive and monitor changes to the regulatory landscape and provide necessary compliance advice and guidance to business partners.Assist in the design, development, and delivery of compliance awareness and training interventions.Efficiently attend to requests from our sponsoring bank and build good relationships with your corresponding counterparts.Ensure that fraud and ethics hotline queries are followed up on timeously and receive sufficient resolution.Assist to produce/contribute to the Compliance quarterly board reporting.Ensure that any outstanding compliance allocated internal audit actions are closed within deadline.Assist with the annual SOX process - perform and review control adequacy and effectiveness testing, compile written reports on findings, and liaise with and report to Senior Management.* This role is based IN-OFFICE in Sandton.* Salary bracket is under R1m per annum.* Aiming for a 1 Dec/1 Jan start! #urgentDon't miss this opportunity! Apply NOW.
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