Manager, Execution Fin Svcs Conduct Rep

Business Segment: Personal & Private Banking
To manage the registration, competency profiles, and reporting requirements for FAIS and Key Individual (KI) representatives in line with FSCA regulations and client experience objectives for PPB.
QualificationsMinimum Qualifications Degree in Business CommerceRelevant FAIS qualificationsExperience Required5-7 years experience in implementing and managing fit and proper requirements to ensure adherence to record keeping and reporting requirements in alignment with conduct regulations.5-7 years experience in preparing submissions and reporting, in the prescribed format for any new or amended profile changes and updates to internal stakeholders and the FSCA.
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