Compliance Officer Cape Town

These jobs were popular with other job seekersA highly regarded, well established Trust and Investment Management company based in Cape Town have created a Compliance Officer position to impliment compliance and risk policies and procedures within the organisation.Duties & ResponsibilitiesKey responsibilities include: Compliance reporting (internal and external)Review planned legislative changes, recommending changes to company risk control and operational proceduresDocumentation of relevant processes and proceduresDevelopment of training plan for relevant processes and proceduresReview systems and recommend appropriate changesFSP licence changes as neededReview client advisory and investment implmemtation records (FIAS and FICA)Review and approval of client onboardingAssist advisory, fiduciary and consulting operations with technical queriesProvide back up support for colleagues as requiredDesired Experience & QualificationRelevant tertiary qualification is a necessity.Completed accounting or auditing articlesComputer literacy - advanced ExeclPrevious experience in a similar functionTrack record of working accurately in a deadline driven environmentPackage & RemunerationCost to company of R30 000 p.m. negotiable dependant on experience. HR Services, Recruitment & Selection These jobs were popular with other job seekers
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