Compliance Analyst

Investment Compliance Analyst opportunity is available with one of my Investment Analytics client teams. You will need to have related industry experience with exposure to investment compliance and relevant regulatory requirements as well as compliance software exposure such as StatPro, Fundamental and strong Excel skills.Responsibilities:Maintain a solid understanding of the investment industry, investment products, instruments and structures.Maintain an understanding of relevant investment regulations, such as AIFM, UCITS, ASISA, CISCA.Expand and understand processes across the different products and services of the business.Liaise with internal teams to improve industry compliance reporting solutions.Manage daily, monthly, quarterly and annual retrieval, validation, reconciliation and maintenance of compliance data.Monitor compliance, breach investigations and analyze data.Manage integrity of sensitive client data.Run, check and send client reports daily, monthly, quarterly and annually.Transcribe and examine report results.Manage queries and resolve both internal and external client queries.Transcribe legislation, regulations, standards and client mandates, and develop rules in compliance systems.
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