Specialist : Compliance

Responsibilities Contribute to the efficient and effective functioning of Compliance Function - Assist the manager to ensure that the compliance function is in compliance with law, and industry and regulatory body requirements. - Promote the prevention of legal and regulatory risk in the company (TCF). - Maintain efficient and effective operations in Compliance. - Ensure that policies and procedures with regards to the Compliance function are being adhered to (TCF). - Attend specific forums as may be required to represent the Compliance and Regulatory Affairs department. Responsible for Compliance Monitoring and Reporting - Monitor compliance risk, policies and procedures at Head Office and branches of the company - Maintain the standardized monitoring procedure. - Complete monitoring reports. - Provide overall compliance assistance, guidance and advice to the company - Contribute to the development of compliance risk management plans. - Contribute to the completion of compliance reporting (internal and regulatory). Provide Training and Awareness on Compliance Matters - Create awareness in the company with legal requirements (TCF). - Inform employees about relevant compliance matters. - Develop, educate and enabling healthy and business orientated compliance culture. - Regularly meet with stakeholders, including the regional managers of the specific business units to identify and address compliance risks. Formal Education - Legal Degree/relevant - LLB Degree - Admitted Attorney (advantage) - Compliance Certificate (Advantage) Experience: - 2-3 years experience in Risk management and Compliance - 2-3 years Insurance Industry experience