Specialist: Compliance

Description


Duties & Responsibilities
Contribute to the efficient and effective functioning of Compliance Function

Assist the manager to ensure that the compliance function is in compliance with law, and industry and regulatory body requirements.
Promote the prevention of legal and regulatory risk in the company (TCF).
Maintain efficient and effective operations in Compliance.
Ensure that policies and procedures with regards to the Compliance function are being adhered to (TCF).
Attend specific forums as may be required to represent the Compliance and Regulatory Affairs department.

Responsible for Compliance Monitoring and Reporting

Monitor compliance risk, policies and procedures at Head Office and branches of Assupol Group.
Maintain the standardized monitoring procedure.
Complete monitoring reports.
Provide overall compliance assistance, guidance, and advice to Assupol Group of Companies.
Contribute to the development of compliance risk management plans.
Contribute to the completion of compliance reporting (internal and regulatory).

Provide Training and Awareness on Compliance Matters

Create awareness in Assupol Group of Companies with legal requirements (TCF).
Inform employees about relevant compliance matters.
Develop, educate and enable a healthy and business-oriented compliance culture.
Regularly meet with stakeholders, including the regional managers of the specific business units to identify and address compliance risks.



Requirements
Formal:

Legal Degree/relevant
LLB Degree
Admitted Attorney (advantage)
Compliance Certificate (Advantage)

Experience:

2-3 years' experience in Risk management and Compliance
2-3 years Insurance Industry experience



Work Level: Skilled
Job Type: Permanent
Salary: Market Related
EE Position: No
Location: Durban


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