Our client, a leading Global Asset Manager, is seeking to appoint a Quality Control Administrator.
This position will form part of their Quality Control team.
The Quality Control team is responsible for the quality checking of client instructions (forms) against established product and business rules before submitting those instructions for ultimate processing.
These instructions include new business, additions, switches, repurchases, static changes, broker changes, etc.
This must be done accurately and within agreed upon turnaround times.Responsibilities:Check (QC) instructions accurately within agreed upon turnaround times.These instructions include the Customer Due Diligence (CDD) and Registered Representative (RR) of all legal entities and individuals.Be flexible in the working hours as required by this function.Ensure work is completed within the required cut-off times.Be responsible for understanding and adherence to business rules and processing rules and working within the required SLA.Assist other team members when necessary – provide cover during periods of absence.Attend scheduled training sessions.Investigate, resolve, and take full responsibility for errors made.Adjust efficiently within new structures.Participate in achieving the goals of the team.Attend regular team meetings.Resolve queries in a timely manner.Liaise with Client Service and Advisor Liaison Consultants to resolve all instructions if and when required.Ensure forms are completed correctly.Ensure online submissions meet all business rules (signatures, discretionary broker permissions, and security checks).Requirements:Relevant 1 - 2 years' working experience.Relevant degree/diploma (advantage).Financial Services experience specifically within Asset Management, Retirement Funds, and Unit Trust Offshore experience (advantageous).Client Service experience will be advantageous.Computer literate - Microsoft packages, Excel (intermediate), Word, and Outlook.Knowledge of platform workflow systems.Knowledge of the platform product rules and processes.
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