Job title : Markets Compliance Officer - Senior Vice President Job Location : Gauteng, Johannesburg Deadline : December 27, 2024 Quick Recommended Links Jobs by Location Job by industries Responsibilities: Designing, developing, delivering and maintaining best-in-class Compliance, programs, policies and practices.
Translates Compliance strategy and goals across Citi's clients, products and geographies in a succinct and clear manner; provide direction and guidance on the programs.
Serving as a subject matter expert on Citi's Compliance programs.
Provides expert guidance on function/business/product regulations on a real-time basis to manage compliance risk.
Staying abreast of relevant changes to rules/regulations and other industry news including regulatory findings.
Overseeing the monitoring and identification of regulatory developments, including enforcement actions, and new laws, regulations, rules, and interpretations or guidance relating to the supported function/business/product.
Analysing and scoping the impact of new and complex regulatory developments across senior function/business/product, including cross-border impact.
Advising Markets and function/business/product management and personnel on regulatory and compliance issues and provide credible challenge.
Leading initiatives and managing high-impact special project work streams with a results-driven focus to deliver solutions, including coordinating the implementation of new regulatory requirements.
Managing strategy and responses to regulatory examinations, reviews and inquiries and internal and external investigations, as well as testing and audit.
Partnering with other Compliance teams and global functions, including Legal, Risk, Operations and Technology, and Finance to prevent and detect non-compliance issues and promote a culture of compliance.
Additional duties as assigned.
Appropriately assess risk when business decisions are made.
Qualifications: Expertise of Compliance laws, rules, regulations, risks and typologies; Excellent written, verbal and analytical skills Must be a self-starter, flexible, innovative and adaptive; Highly motivated, strong attention to detail, team oriented, organized Strong presentation skills with the ability to articulate complex problems and solutions through concise and clear messaging Ability to work collaboratively with regional and global partners in other functional units; ability to navigate a complex organization; to influence and lead people across cultures at a senior level Experience in managing regulatory exams and relationships with examiners, auditors, etc.
Education: Bachelor's degree; experience in compliance, legal or other control-related function in the financial services firm, regulatory organization, MUST have JSE Equities, Derivatives and Interest Rate Derivatives exams Law / Legal jobs