Junior Compliance Officer

Investment client seeks a Junior Compliance Officer to join their team. You'll need to have competed both your RE1 and RE3 with current relevant financial services industry compliance experience as listed below. Role reports to their Compliance Manager and works within a dynamic and passionate team. Responsibilities Responsible for assisting with driving of policies and procedures for a new business area AML, risk management framework, compliance management frameworks Research of legislative updates Implementation of compliance plans Compliance monitoring regulatory reporting Internal reviews and audits as required

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