Fais Compliance Officer

Details of the offer

We are seeking a dedicated professional to join our team in a role focused on delivering top-tier compliance and risk management services across the region.
This position plays a critical role in ensuring compliance with regulatory frameworks such as FSCA, FICA, POPI, the Companies Act, and NCR, as well as overseeing long- and short-term insurer outsourcing.
The successful candidate will be responsible for providing customized business solutions and training to both individuals and groups, aimed at enhancing the success and profitability of member practices.
Key responsibilities include delivering engaging webinars and seminars, implementing strategic solutions based on business assessments, and driving growth and retention of our customer base.
If you are passionate about compliance, risk management, and helping businesses thrive in a regulated environment, we would love to hear from you.
MINIMUM REQUIREMENTS QUALIFICATIONS & EXPERIENCE A FSCA recognised qualification preference will be given to a BCOM, Legal or Accounting degree Registered Category I Compliance Officer with the FSCA (Compulsory).
Relevant experience in the financial Industry, preference in compliance or risk management within the financial services industry.
A valid driver's licence   Only applicants who meet these requirements will be considered for this position.
DUTIES AND RESPONSIBILITIES Compliance Duties Provide clients with high-quality, personalised and substantive reports.
Display behaviour and attitudes that positively contribute to the well-being and development of the regional team, the company and its clients.
Sourcing and signing up of new clients.
Provide training to clients and staff on business practice solutions.
Outsourced compliance function delivered to financial services clients and other FICA-accountable institutions.
Fulfil compliance function required in terms FSCA, FICA, POPI, Long- and Short-term Insurer outsourcing, Company Act and NCR and other applicable legislation and business requirements Establish a culture of compliance and provide a compliance risk framework to clients to achieve the TCF outcomes Practice management delivery through implementation, webinars and seminars the concept either in groups or at individuals in such a way that they can see the benefits to their own practice and are prepared to undergo the necessary change to implement key drivers   ABOUT OUR CLIENT: Our client is a leading national provider of risk management services to independent financial advisors and licensed financial service providers (FSPs).
Established in 2004, they specialize in helping clients navigate and address their risk management challenges, enabling them to grow and succeed in a highly regulated industry.
With a dedicated team of experts, they offer both professional guidance and practical support, ensuring their clients receive actionable, effective solutions.
Their commitment to excellence is at the heart of everything they do, delivering measurable results and helping clients thrive in an evolving landscape.


Nominal Salary: To be agreed

Job Function:

Requirements

Senior Global Regulatory Affairs Specialist

Senior Global Regulatory Affairs Specialist - Warsaw, Poland - Homebased ICON plc is a world-leading healthcare intelligence and clinical research organizati...


Icon - Gauteng

Published a month ago

Senior Legal Counsel

Empowering Africa's tomorrow, together…one story at a time.With over 100 years of rich history and strongly positioned as a local bank with regional and inte...


Absa Group - Gauteng

Published 12 days ago

Satic - Junior Commercial Lawyers

Management LevelSenior AssociateJob Description & SummaryA career in our Corporate Law practice, within Legal Services, will provide you with the opportunity...


Pwc - Global - Gauteng

Published 12 days ago

Legal Support Administrator

DutiesAdhere to procedures and policies in place and aid in improving procedures regularly.Ensure that monthly tasks and reporting outputs are delivered on t...


Bidvestfacilitiesmanagement - Gauteng

Published 12 days ago

Built at: 2024-12-24T11:13:26.263Z