Requirements
Knowledge of the financial services industry
Minimum of 2 years' experience in compliance, risk management or legal within the financial services industry
Attention to detail
Analytical and risk management skills
Communication skills
Delivery focused and deadline driven
Interpersonal skills
Collaboration skills
Tertiary qualification: A degree or diploma in Risk Management / IT / Finance / Internal Audit / Law / Finance
Registered Compliance Officer with the FSCA and RE Exam completion is advantageous
Proficiency in MS Office Suite
Compliance Duties
Basic knowledge of FICA & FAIS & POPIA
Perform transactional monitoring for the FNZ business
Perform compliance monitoring across business clients
Monitor internal compliance risk management controls
Monitor compliance with relevant legislation for FNZ SA and its clients, where required
Maintain the recording of compliance monitoring findings, and related reporting
Communicate with business and clients regarding findings and feedback
Participate in client compliance
Provide assistance and guidance to the business
Daily sanction screening for PEPs, terrorists, persons of interest and communicate the findings
Monitor business transactions and processes to various pieces of legislation
Data & Risk Management Duties
Data analysis skills
Basic coding experience in programming languages / data manipulation tools such as R, Python or SQL, which is advantageous
Translate user requirements into highly specified reporting
Reduce manual tasks and direct costs as well as provide efficiencies through use of technology
Basic understanding of databases, data visualization, and data management
Perform risk assessments
Risk events / incidents analysis
Root cause analysis
Project management knowledge
Risk and control identification
Assist with risk management activities
Support the identification and assessment of risks within the enterprise and operational risk categories
Engage in the continuous monitoring and evaluation of the risk landscape, recommending improvements to risk management practices and controls
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