Compliance Officer

Compliance Officer
Company:

Network Recruitment



Job Function:

Legal

Details of the offer

As a Compliance Officer, you will play a critical role in ensuring our organization adheres to regulatory requirements and internal policies. Your expertise will help the organization navigate the complexities of the financial services landscape while maintaining a strong commitment to ethical practices and regulatory compliance.Duties and Responsibilities Include:Monitor and ensure adherence to FSCA regulations and industry standards, including Category 1 licensing requirements.Identify, assess, and mitigate compliance risks within the organization. Develop and implement risk management strategies.Create, review, and update compliance policies and procedures to ensure they meet regulatory requirements and industry best practices.Conduct training sessions and workshops for staff on compliance-related topics and promote a culture of compliance within the organization.Prepare and submit regulatory reports and documentation in a timely and accurate manner. Liaise with regulatory bodies as required.Manage internal and external audits and conduct investigations into compliance issues or breaches.Provide guidance and advice to senior management and other departments on compliance matters and regulatory changes. Requirements:BCom in Law/Internal Audit/Risk Management/LLBFSCA category 1 approved compliance specialistRE1 and RE5 (advantageous)Diploma/Certification in Compliance management (advantageous)CISA Membership (advantageous)Minimum 3 5 years of experience in compliance management in the financial services sectorKnowledge on insurance risk, legal compliance, FAIS, FICA, POPI, and TCFExcellent communication and report writing skills Apply now: If you are interested in this opportunity, please apply directly. For more finance jobs, please visit:


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Job Function:

Requirements

Compliance Officer
Company:

Network Recruitment



Job Function:

Legal

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