Job title : Compliance Manager Job Location : KwaZulu-Natal, Durban Deadline : December 28, 2024 Quick Recommended Links Jobs by Location Job by industries Key Responsibilities: Compliance and Risk Management: Maintain the compliance and risk management framework and operating manuals in accordance with legislation and government policy.
Establish and oversee compliance management plans and monitoring systems to ensure adherence to laws and regulations.
Identify legislative risks, focusing on areas such as financial services, POPI, and Information Security.
Monitor industry developments and provide advice and training on compliance matters.
Manage and report compliance breaches and exposures, preparing reports for senior management and regulatory bodies.
Liaise with regulators and maintain departmental structures and resources.
Support the development of risk management policies and procedures Prepare and submit all required documentation to the FSCA, including necessary updates to registers.
Assess compliance levels and implement processes and workflows to ensure adherence to regulations.
Compile and analyse risk reports for senior management.
Manage relationships with external compliance firms and review new products before marketing.
Reporting: Provide reports to management regarding areas of non-compliance.
Conduct meetings with relevant stakeholders to discuss compliance concerns.
Communication: Develop regular communication methods across all operational departments.
Collaborate with sales, support, customer service, and project management teams to resolve compliance issues.
Maintain relationships with external compliance firms.
International Compliance: Assist with new business ventures that require alignment with international regulations.
Minimum Requirements: Relevant Degree in Risk and Compliance or a related qualification (B Comm/LLB).
5–7 years of experience in Risk and Compliance management, specifically within a financial services environment.
Prior experience in a call centre environment is advantageous.
Strong understanding of regulatory requirements as defined by the compliance universe document.
Excellent process management skills and knowledge of audit techniques.
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