Head Of Compliance - Cape Town, South Africa - Aquarius Specialist Recruitment

Head of Compliance - Cape Town - Aquarius Specialist RecruitmentJob Summary: Asset Management company seeking Compliance Expert to draft policies, monitor adherence, and review regulatory developments.Key Responsibilities:Draft policies under new/amended regulations.Implement and monitor company policies.Annual review and update of company policies.Review regulatory developments and present to legal team/board.Develop processes to monitor policy adherence.Draft and implement marketing policy.Submit regulatory reports.Manage outsourced compliance officers.Research marketing restrictions in various jurisdictions.Compliance with FAIS, POPIA, FICA.Assist with ad hoc queries on CISCA permissible instruments.Compliance record-keeping.Oversight of junior compliance analyst.All other compliance matters.Share knowledge with colleagues.Collaborate with internal teams.Ensure own performance objectives.Requirements:Legal degree imperative.5-10 years of experience in Asset Management.Draft company policies and interpret local/international laws.Competencies:Strong organisational skills and attention to detail.Ability to problem solve.Ability to work independently and collaboratively.Proactive and detail-oriented.Output-focused and collaborative.Exceptional verbal and written communication skills.Proficiency in Microsoft Office Suite.
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