Compliance Officer

My client, a boutique Wealth Management firm is looking for a Compliance Officer to join their team. This role is responsible for the compliance support and implementation of risk and compliance policies and procedures for the company. Responsibilities: Compliance reporting on behalf of business unit; internal and external (statutory) requirements Review of planned legislative changes, and make recommendations Monitoring of existing legislative changes Assist with documentation of processes and procedures, and planned training Review of system, and recommendations of system changes required FSP license changes as needed Compliance monitoring; review of client advisory and investment implementation records (FAIS and FICA) Review and approval of client onboarding Technical queries; assist advisory, fiduciary and consulting operations with technical queries Requirements: Relevant tertiary qualification a necessity: BCom (Accounting) or BCom Honours in Risk Management Completed Accounting or Auditing Articles Previous experience in similar function preferred, with proven track record Accurate and deadline oriented Please note that if you have not heard from us within 2 weeks of your application, please consider it as unsuccessful for this particular role. Please do though continue to follow us online and apply for suitable opportunities.